investors

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 28 0.51 4.62 1,937,443
Mutual Fund 6 0.06 0.73 304,087
Insider 1 0.03 0.29 120,250

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 7 0.08 0.68 284,736
Sellers 11 -0.22 2.03 -852,318
Net -- -0.14 1.35 -567,582

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 0.51 4.62 1,937,443
Top 10 Inst. 0.50 4.58 1,920,869
Top 20 Inst. 0.51 4.62 1,936,896
Top 50 Inst. 0.51 4.62 1,937,443

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth 2 -- -- 232
Core Growth 1 -- -- 137
Growth 1 -- -- 95
Index 4 0.08 0.72 303,401
Other 6 0.37 3.40 1,425,423
Broker Dealer 3 0.05 0.50 210,975
GARP 1 -- -- 1
Hedge Fund 2 0.32 2.90 1,214,447
Value 2 0.01 0.10 42,204
Core Value 1 -- 0.01 2,204
Deep Value 1 0.01 0.10 40,000

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
Renaissance Technologies LLC 1,078,404 2.57 56,300 6/30/18
The Vanguard Group, Inc. 285,154 0.68 205,588 6/30/18
Citadel LLC 136,043 0.32 -258,612 6/30/18
Virtu Americas LLC 124,195 0.30 -76,774 6/30/18
Yu (John S) 120,508 0.29 120,000 6/6/18
Wedbush Securities, Inc. 86,530 0.21 -- 6/30/18
First Allied Asset Management, Inc. 40,000 0.10 -- 6/30/18
UBS Financial Services, Inc. 32,270 0.08 -1,357 6/30/18
Invesco Capital Management LLC 12,365 0.03 12,365 6/30/18
Gringeri (Anthony) 5,400 0.01 -371 3/1/18
California Public Employees' Retirement System 5,210 0.01 5,210 6/30/17
NEXT Financial Group, Inc. 3,000 0.01 3,000 9/30/18
Fractor (David E) 2,791 0.01 -90 3/1/18
Guggenheim Investments 2,204 0.01 2,204 7/31/17
Titus (Gary S) 700 -- -- 3/1/18
BlackRock Institutional Trust Company, N.A. 672 -- -- 6/30/18
Swanson (Steven J) 625 -- -90 3/1/18
Singhvi (Rahul) 375 -- -- 3/1/18
Wells Fargo Advisors 250 -- -- 6/30/18
Tradewinds Capital Management, LLC 200 -- -- 6/30/18
Morgan Stanley Wealth Management 137 -- -65 6/30/18
Jacobi Capital Management, LLC 125 -- -- 6/30/18

* Insider values reflect direct beneficial ownership.

Copyright Thomson Reuters Corporation

Copyright 2018 by Immunocellular Therapeutics, Ltd.
All Rights Reserved