investors

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 27 0.51 4.61 1,934,443
Mutual Fund 6 0.07 0.73 304,205
Insider 1 0.03 0.29 120,250

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 6 0.08 0.67 281,736
Sellers 13 -0.23 2.12 -887,479
Net -- -0.15 1.45 -605,743

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 0.51 4.61 1,934,443
Top 10 Inst. 0.50 4.58 1,920,869
Top 20 Inst. 0.51 4.61 1,934,033
Top 50 Inst. 0.51 4.61 1,934,443

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth 2 -- -- 232
Core Growth 1 -- -- 137
Growth 1 -- -- 95
Index 4 0.08 0.72 303,401
Other 6 0.37 3.40 1,425,423
Broker Dealer 3 0.05 0.50 210,975
GARP 1 -- -- 1
Hedge Fund 2 0.32 2.90 1,214,447
Value 2 0.01 0.10 42,204
Core Value 1 -- 0.01 2,204
Deep Value 1 0.01 0.10 40,000

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
Renaissance Technologies LLC 1,078,404 2.57 56,300 6/30/18
The Vanguard Group, Inc. 285,154 0.68 205,588 6/30/18
Citadel LLC 136,043 0.32 -258,612 6/30/18
Virtu Americas LLC 124,195 0.30 -76,774 6/30/18
Yu (John S) 120,508 0.29 120,000 6/6/18
Wedbush Securities, Inc. 86,530 0.21 -- 6/30/18
First Allied Asset Management, Inc. 40,000 0.10 -- 6/30/18
UBS Financial Services, Inc. 32,270 0.08 -1,357 6/30/18
Invesco Capital Management LLC 12,365 0.03 12,365 6/30/18
Gringeri (Anthony) 5,400 0.01 -371 3/1/18
California Public Employees' Retirement System 5,210 0.01 5,210 6/30/17
Fractor (David E) 2,791 0.01 -90 3/1/18
Guggenheim Investments 2,204 0.01 2,204 7/31/17
Titus (Gary S) 700 -- -- 3/1/18
BlackRock Institutional Trust Company, N.A. 672 -- -- 6/30/18
Swanson (Steven J) 625 -- -90 3/1/18
Singhvi (Rahul) 375 -- -- 3/1/18
Wells Fargo Advisors 250 -- -- 6/30/18
Tradewinds Capital Management, LLC 200 -- -- 6/30/18
Morgan Stanley Wealth Management 137 -- -65 6/30/18
Jacobi Capital Management, LLC 125 -- -- 6/30/18
Independent Financial Partners 95 -- -- 6/30/18

* Insider values reflect direct beneficial ownership.

Copyright Thomson Reuters Corporation

Copyright 2018 by Immunocellular Therapeutics, Ltd.
All Rights Reserved
  
* Site identity: * - front_page: The URL of the front page. Use this instead of base_path when * linking to the front page. This includes the language domain or prefix. * * Page content (in order of occurrence in the default page.html.twig): * - node: Fully loaded node, if there is an automatically-loaded node * associated with the page and the node ID is the second argument in the * page's path (e.g. node/12345 and node/12345/revisions, but not * comment/reply/12345). * * Regions: * - page.header: Items for the header region. * - page.help: Dynamic help text, mostly for admin pages. * - page.content: The main content of the current page. * - page.sidebar_first: Items for the first sidebar. * - page.sidebar_last: Items for the second sidebar. * - page.footer: Items for the footer region. * * @see template_preprocess_page() * @see html.html.twig */ #}

investors

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 27 0.51 4.61 1,934,443
Mutual Fund 6 0.07 0.73 304,205
Insider 1 0.03 0.29 120,250

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 6 0.08 0.67 281,736
Sellers 13 -0.23 2.12 -887,479
Net -- -0.15 1.45 -605,743

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 0.51 4.61 1,934,443
Top 10 Inst. 0.50 4.58 1,920,869
Top 20 Inst. 0.51 4.61 1,934,033
Top 50 Inst. 0.51 4.61 1,934,443

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth 2 -- -- 232
Core Growth 1 -- -- 137
Growth 1 -- -- 95
Index 4 0.08 0.72 303,401
Other 6 0.37 3.40 1,425,423
Broker Dealer 3 0.05 0.50 210,975
GARP 1 -- -- 1
Hedge Fund 2 0.32 2.90 1,214,447
Value 2 0.01 0.10 42,204
Core Value 1 -- 0.01 2,204
Deep Value 1 0.01 0.10 40,000

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
Renaissance Technologies LLC 1,078,404 2.57 56,300 6/30/18
The Vanguard Group, Inc. 285,154 0.68 205,588 6/30/18
Citadel LLC 136,043 0.32 -258,612 6/30/18
Virtu Americas LLC 124,195 0.30 -76,774 6/30/18
Yu (John S) 120,508 0.29 120,000 6/6/18
Wedbush Securities, Inc. 86,530 0.21 -- 6/30/18
First Allied Asset Management, Inc. 40,000 0.10 -- 6/30/18
UBS Financial Services, Inc. 32,270 0.08 -1,357 6/30/18
Invesco Capital Management LLC 12,365 0.03 12,365 6/30/18
Gringeri (Anthony) 5,400 0.01 -371 3/1/18
California Public Employees' Retirement System 5,210 0.01 5,210 6/30/17
Fractor (David E) 2,791 0.01 -90 3/1/18
Guggenheim Investments 2,204 0.01 2,204 7/31/17
Titus (Gary S) 700 -- -- 3/1/18
BlackRock Institutional Trust Company, N.A. 672 -- -- 6/30/18
Swanson (Steven J) 625 -- -90 3/1/18
Singhvi (Rahul) 375 -- -- 3/1/18
Wells Fargo Advisors 250 -- -- 6/30/18
Tradewinds Capital Management, LLC 200 -- -- 6/30/18
Morgan Stanley Wealth Management 137 -- -65 6/30/18
Jacobi Capital Management, LLC 125 -- -- 6/30/18
Independent Financial Partners 95 -- -- 6/30/18

* Insider values reflect direct beneficial ownership.

Copyright Thomson Reuters Corporation

Copyright 2018 by Immunocellular Therapeutics, Ltd.
All Rights Reserved