investors

Shareholder Breakdown
Shareholder Holders Values ($) % O/S Shares
Institution 23 0 2.26 947,359
Mutual Fund 5 0 0.21 87,625
Institutional Shareholder Rotation
Shareholder Holders Values Change ($) % O/S Shares Change
Buyers 6 0.07 0.52 218,886
Sellers 9 -0.06 0.46 -194,800
Net -- 0.01 0.06 24,086
Institutional Shareholder Concentration
Shareholder Values ($) % O/S Shares
Top 10 Inst. 0 2.25 943,446
Top 20 Inst. 0.31 2.26 947,288
Top 50 Inst. 0.31 2.26 947,359
Total Inst. 0.31 2.26 947,359
Institutional Shareholder Style
Shareholder Holders Values ($) % O/S Shares
Index 3 0 0.04 16,877
TotalGrowth 2 0 0.00 297
IncomeValue 1 0 0.01 2,028
TotalOther 6 0 2.13 895,044
TotalValue 1 0 0.01 2,204
Top Holders: Institutional Investor
Holder Shares Held % O/S Shares Change Filing Date
Renaissance Technologies LLC 590,604 1.41 -89,800 12/31/2017
Virtu Americas LLC 193,493 0.46 162,106 12/31/2017
Wedbush Securities, Inc. 86,530 0.21 25,000 12/31/2017
Goldman Sachs & Company, Inc. 24,166 0.06 24,166 12/31/2017
UBS Financial Services, Inc. 21,592 0.05 -22,496 12/31/2017
Geode Capital Management, L.L.C. 10,995 0.03 0 12/31/2017
Gringeri (Anthony) 5,771 0.01 -525 07/03/2017
California Public Employees' Retirement System 5,210 0.01 5,210 06/30/2017
Fractor (David E) 2,881 0.01 -291 07/03/2017
Guggenheim Investments 2,204 0.01 2,204 07/31/2017
Swanson (Steven J) 715 0.00 0 07/03/2017
Titus (Gary S) 700 0.00 0 07/03/2017
BlackRock Institutional Trust Company, N.A. 672 0.00 0 12/31/2017
Yu (John S) 508 0.00 0 07/03/2017
Singhvi (Rahul) 375 0.00 0 07/03/2017
Wells Fargo Advisors 250 0.00 0 12/31/2017
Morgan Stanley Wealth Management 202 0.00 -50 12/31/2017
Tradewinds Capital Management, LLC 200 0.00 200 12/31/2017
Jacobi Capital Management, LLC 125 0.00 0 12/31/2017
Independent Financial Partners 95 0.00 0 12/31/2017
Barclays Bank PLC Hong Kong 50 0.00 0 06/30/2017
Certified Advisory Corp 20 0.00 0 03/31/2018
Financial Architects Inc. 1 0.00 0 03/31/2018

Ownership data is provided by Thomson Reuters, a third party service, and ImmunoCellular does not maintain or provide information directly to this service.

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