investors

Shareholder Breakdown
Shareholder Holders Values ($) % O/S Shares
Institution 25 0 4.79 1,138,456
Mutual Fund 5 0 0.07 17,386
Institutional Shareholder Rotation
Shareholder Holders Values Change ($) % O/S Shares Change
Buyers 9 0.24 2.74 652,915
Sellers 5 0.00 0.02 -3,793
Net -- 0.24 2.72 649,122
Institutional Shareholder Concentration
Shareholder Values ($) % O/S Shares
Top 10 Inst. 0 4.75 1,130,415
Top 20 Inst. 0.42 4.78 1,138,244
Top 50 Inst. 0.42 4.79 1,138,456
Total Inst. 0.42 4.79 1,138,456
Institutional Shareholder Style
Shareholder Holders Values ($) % O/S Shares
Index 4 0 0.31 74,477
CoreGrowth 1 0 0.00 252
IncomeValue 1 0 0.01 2,028
BrokerDealer 4 0 0.39 93,183
GARP 1 0 0.00 1
HedgeFund 2 0 2.92 695,004
CoreValue 1 0 0.01 2,204
Top Holders: Institutional Investor
Holder Shares Held % O/S Shares Change Filing Date
Renaissance Technologies LLC 680,404 2.86 548,800 09/30/2017
Intracoastal Capital, L.L.C. 215,999 0.91 215,999 07/28/2017
The Vanguard Group, Inc. 62,760 0.26 -617 09/30/2017
Wedbush Securities, Inc. 61,530 0.26 24,030 09/30/2017
UBS Financial Services, Inc. 44,088 0.19 43,963 09/30/2017
Virtu Americas LLC 31,387 0.13 17,224 09/30/2017
Two Sigma Investments, LP 14,600 0.06 14,600 09/30/2017
Geode Capital Management, L.L.C. 10,995 0.05 0 09/30/2017
Gringeri (Anthony) 5,771 0.02 -525 07/03/2017
Fractor (David E) 2,881 0.01 -291 07/03/2017
Guggenheim Investments 2,204 0.01 2,204 07/31/2017
BNY Mellon Asset Management 2,028 0.01 2,028 09/30/2017
Swanson (Steven J) 715 0.00 0 07/03/2017
Titus (Gary S) 700 0.00 0 07/03/2017
BlackRock Institutional Trust Company, N.A. 672 0.00 0 09/30/2017
Yu (John S) 508 0.00 0 07/03/2017
Singhvi (Rahul) 375 0.00 0 07/03/2017
Morgan Stanley Wealth Management 252 0.00 0 09/30/2017
Wells Fargo Advisors 250 0.00 0 09/30/2017
Jacobi Capital Management, LLC 125 0.00 0 09/30/2017
Independent Financial Partners 95 0.00 0 09/30/2017
Barclays Bank PLC Hong Kong 50 0.00 0 06/30/2017
BlackRock Advisors (UK) Limited 50 0.00 50 09/30/2017
Bank of America Merrill Lynch (US) 16 0.00 16 09/30/2017
Financial Architects Inc. 1 0.00 0 09/30/2017

Ownership data is provided by Thomson Reuters, a third party service, and ImmunoCellular does not maintain or provide information directly to this service.

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