investors

Shareholder Breakdown
Shareholder Holders Values ($) % O/S Shares
Institution 26 0 7.25 1,147,830
Mutual Fund 6 0 0.48 75,731
Institutional Shareholder Rotation
Shareholder Holders Values Change ($) % O/S Shares Change
Buyers 9 0.24 4.14 655,865
Sellers 6 -0.12 0.91 -143,412
Net -- 0.12 3.23 512,453
Institutional Shareholder Concentration
Shareholder Values ($) % O/S Shares
Top 10 Inst. 0 7.16 1,133,958
Top 20 Inst. 0.42 7.24 1,147,293
Top 50 Inst. 0.43 7.25 1,147,830
Total Inst. 0.43 7.25 1,147,830
Institutional Shareholder Style
Shareholder Holders Values ($) % O/S Shares
Index 3 0 0.47 74,427
CoreGrowth 1 0 0.00 252
IncomeValue 1 0 0.01 2,028
BrokerDealer 4 0 0.59 93,183
GARP 1 0 0.00 1
HedgeFund 2 0 4.39 695,004
CoreValue 1 0 0.01 2,204
Top Holders: Institutional Investor
Holder Shares Held % O/S Shares Change Filing Date
Renaissance Technologies LLC 680,404 4.30 548,800 09/30/2017
Intracoastal Capital, L.L.C. 215,999 1.36 215,999 07/28/2017
The Vanguard Group, Inc. 62,760 0.40 -617 09/30/2017
Wedbush Securities, Inc. 61,530 0.39 24,030 09/30/2017
UBS Financial Services, Inc. 44,088 0.28 43,963 09/30/2017
KCG Americas LLC 31,387 0.20 17,224 09/30/2017
Two Sigma Investments, LP 14,600 0.09 14,600 09/30/2017
Geode Capital Management, L.L.C. 10,995 0.07 0 09/30/2017
Gengos (Andrew) 6,424 0.04 0 05/22/2017
Gringeri (Anthony) 5,771 0.04 -525 07/03/2017
NEXT Financial Group, Inc. 3,000 0.02 3,000 09/30/2017
Fractor (David E) 2,881 0.02 -291 07/03/2017
Guggenheim Investments 2,204 0.01 2,204 07/31/2017
BNY Mellon Asset Management 2,028 0.01 2,028 09/30/2017
Swanson (Steven J) 715 0.00 0 07/03/2017
Titus (Gary S) 700 0.00 0 07/03/2017
BlackRock Institutional Trust Company, N.A. 672 0.00 0 09/30/2017
Yu (John S) 508 0.00 0 07/03/2017
Singhvi (Rahul) 375 0.00 0 07/03/2017
Morgan Stanley Wealth Management 252 0.00 0 09/30/2017
Wells Fargo Advisors 250 0.00 0 09/30/2017
Jacobi Capital Management, LLC 125 0.00 0 09/30/2017
Independent Financial Partners 95 0.00 0 09/30/2017
Barclays Bank PLC Hong Kong 50 0.00 0 06/30/2017
Bank of America Merrill Lynch (US) 16 0.00 16 09/30/2017
Financial Architects Inc. 1 0.00 0 09/30/2017

Ownership data is provided by Thomson Reuters, a third party service, and ImmunoCellular does not maintain or provide information directly to this service.

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