investors

Shareholder Breakdown
Shareholder Holders Values ($) % O/S Shares
Institution 25 1 10.47 360,631
Mutual Fund 10 0 2.46 84,766
Institutional Shareholder Rotation
Shareholder Holders Values Change ($) % O/S Shares Change
Buyers 8 0.26 1.77 60,875
Sellers 27 -0.34 2.40 -82,693
Net -- -0.08 0.63 -21,818
Institutional Shareholder Concentration
Shareholder Values ($) % O/S Shares
Top 10 Inst. 1 10.34 356,070
Top 20 Inst. 0.88 10.46 360,384
Top 50 Inst. 0.88 10.47 360,631
Total Inst. 0.88 10.47 360,631
Institutional Shareholder Style
Shareholder Holders Values ($) % O/S Shares
Index 3 0 2.10 72,378
TotalGrowth 2 0 0.01 310
IncomeValue 1 0 0.70 86,379
TotalOther 7 1 7.76 267,361
TotalValue 2 0 0.02 800
Top Holders: Institutional Investor
Holder Shares Held % O/S Shares Change Filing Date
Sabby Management, LLC 160,129 4.65 -2 12/31/2016
Renaissance Technologies LLC 97,604 2.83 40,666 12/31/2016
The Vanguard Group, Inc. 60,711 1.76 8,483 12/31/2016
Geode Capital Management, L.L.C. 10,995 0.32 -1 12/31/2016
Perinvest (UK) Ltd. 7,995 0.23 7,995 06/30/2015
Gengos (Andrew) 6,425 0.19 -4,007 12/31/2016
Gringeri (Anthony) 5,400 0.16 -525 11/30/2016
Fractor (David E) 2,792 0.08 -291 11/30/2016
Intellectus Partners, LLC 2,707 0.08 2,707 12/31/2016
UBS Securities LLC 1,312 0.04 652 12/31/2016
Titus (Gary S) 700 0.02 0 11/30/2016
BlackRock Institutional Trust Company, N.A. 672 0.02 97 12/31/2016
Chelsea Management Company 650 0.02 0 09/30/2016
Swanson (Steven J) 625 0.02 0 11/30/2016
Yu (John S) 508 0.01 0 11/30/2016
Singhvi (Rahul) 375 0.01 0 11/30/2016
Morgan Stanley Wealth Management 259 0.01 -126 12/31/2016
Wells Fargo Advisors 250 0.01 125 12/31/2016
Creative Planning, Inc. 150 0.00 150 12/31/2016
Jacobi Capital Management, LLC 125 0.00 0 12/31/2016
D'Orazio & Associates, Inc. 75 0.00 0 12/31/2016
Ladenburg Thalmann Asset Management Inc. (LTAM) 70 0.00 0 12/31/2016
Manulife Asset Management Limited 51 0.00 -1 12/31/2016
Barclays Bank PLC Hong Kong 50 0.00 0 12/31/2016
Financial Architects Inc. 1 0.00 0 12/31/2016

Ownership data is provided by Thomson Reuters, a third party service, and ImmunoCellular does not maintain or provide information directly to this service.

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